Morgan Stanley
Discover how we help individuals, families, institutions and governments raise, manage and distribute the capital they need to achieve their goals.
Says it is part of Type II Financial Instruments Firms AssociationSays it is part of MMILegal entity Morgan Stanley Smith Barney LLC
Sources & updates
How this name was decided
the site's published name — stated on morganstanley.com, apps.apple.com, data.boston.gov, instagram.com
Legal entity: the legal name two or more of the site's surfaces print
Names weighed and not chosen
- Also declared in the site's markup: Morgan Stanley at Work — morganstanley.com
Profile sources
- Facebookdeclared on morganstanley.com
- Instagramdeclared on morganstanley.com
- LinkedIndeclared on morganstanley.com
- Xdeclared on morganstanley.com
- Last observed
- Oct 21, 2026, 7:56 PM UTCRecent
- Record last changed
- Oct 21, 2026, 7:56 PM UTC
- Observations
- 7,954
- Sources read
- 26 of 27
This collection is not finished: 1 source (declared_live) could not be read.
Legal Entities & Relationships
Type II Financial Instruments Firms AssociationSays it is part of
- the site says it is part of it — “Member of Type II Financial Instruments Firms Association” — morganstanley.com
MMISays it is part of
- the site says it is part of it — “Morgan Stanley is a member of MMI and pays a fee to MMI as part of its membership dues.” — morganstanley.com
Waters TechnologySays it is not affiliated with
- the site says so in its own words — “Morgan Stanley Smith Barney LLC is not affiliated with Waters Technology.” — morganstanley.com
Aite GroupSays it is not affiliated with
- the site says so in its own words — “Morgan Stanley is not affiliated with Aite Group.” — morganstanley.com
CelentSays it is not affiliated with
- the site says so in its own words — “Morgan Stanley is not affiliated with Celent.” — morganstanley.com
ESPNSays it is not affiliated with
- the site says so in its own words — “Morgan Stanley is not affiliated with ESPN, the WTA, THE PLAYERS®, the PGA, First Tee, Unrivaled, The Metropolitan Museum of Art, or Musée d’Orsay.” — morganstanley.com
Morgan Stanley Real Estate AdvLicensed operator of 1 of its locations
RESTAURANT ASSOCIATES INCLicensed operator of 1 of its locations
Morgan StanleyWas formerly
“Morgan Stanley (Switzerland) GmbH (formerly Morgan Stanley (Switzerland) AG respectively Bank Morgan Stanley AG)” — morganstanley.com
StockPlan ConnectWas formerly
“Log in to Shareworks Log in to E*TRADE Log in to Morgan Stanley at Work (Formerly StockPlan Connect)” — morganstanley.com
Morgan Stanley BudapestSays it is part of
“Being part of Morgan Stanley Budapest also means being part of a community that looks beyond the workplace.” — morganstanley.com
What other sites’ records say
circamb.com routes its contact mail here
Stated by circamb.com’s own collected record.
mikkeys.com routes its contact mail here
Stated by mikkeys.com’s own collected record.
morgan-stanley.com routes its contact mail here
Stated by morgan-stanley.com’s own collected record.
whiskdallas.com routes its contact mail here
Stated by whiskdallas.com’s own collected record.
wyndhamhotels.com routes its contact mail here
Stated by wyndhamhotels.com’s own collected record.
Relationship evidence
Identity revision 1, last changed
- a declared affiliated site is a relationship the publisher states, not common ownership
- a declared provider account (gift cards, hiring, ordering) is a service relationship, not an affiliation
- a register party at the business's premises is a candidate operator until the Place and legal resolvers bind it
- a licensed operator of the business's premises operates those locations; it is not thereby the brand's owner
- an employer a job board names on the openings posts them; it is not thereby the owner or the operator
- an app's store seller or developer publishes the app; neither is thereby the restaurant's owner
- a menu that names a producer names it; it is not a supply contract, a volume or an exclusivity
- a mail or DMARC service domain in DNS is a technical service relationship, not an affiliation
- a group the site says it is part of is a public affiliation; the equity chain and buying rights are separate questions
- an organization that posts the openings, sells the app or holds a program account shares services with the business; that is not affiliation or ownership
- a supplier or charitable partner the site's own page names and links is the publisher's statement; it is not a contract, a volume, an exclusivity or a gift amount
- Published nameMorgan Stanley
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/ → declared Organization name
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Published descriptionDiscover how we help individuals, families, institutions and governments raise, manage and distribute the capital they need to achieve their goals.
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Declared languageen
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Canonical URLhttps://www.morganstanley.com/
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Copyright line© 2026 Morgan Stanley
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Self-designated entityMorgan Stanley
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/disclosures/global-cookie-policy
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Legal nameMorgan Stanley Smith Barney LLC
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/atwork/employees/learning-center (copyright line) → https://www.morganstanley.com/disclosures/foreign-exchange-wealth-management-clients (footer or address block)
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Morgan Stanley
Morgan Stanley
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Morgan Stanley at Work
Morgan Stanley at Work
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/atwork
- First observed
- Oct 21, 2026, 7:53 PM UTC
- Read from
- https://www.morganstanley.com
- Logo
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/ → declared Organization logo
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://www.morganstanley.com
- Certificate organisationMorgan Stanley
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- TLS certificate subject → issued by Sectigo Limited
- Certificate countryUS
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- TLS certificate subject → issued by Sectigo Limited
- Certificate state/provinceNew York
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- TLS certificate subject → issued by Sectigo Limited
- Legal entity
MORGAN STANLEY SMITH BARNEY LLC · C/O THE CORPORATION TRUST COMPANY, CORPORATION TRUST CENTER, 1209 ORANGE ST, WILMINGTON, US-DE, 19801, US · since 2009-02-02
- lei
- 7PDDXEMZ0ZV0CEDU4D16
- registrationAuthorityFileNumber
- 4651385
- registrationAuthority
- RA000602
- entityStatus
- ACTIVE
- registrationStatus
- ISSUED
- jurisdiction
- US-DE
- legalForm
- HZEH
- entityCategory
- GENERAL
- headquartersAddress
- 1585 Broadway Avenue, New York, US-NY, 10036-8200, US
- leiInitialRegistration
- 2012-11-21
- leiLastUpdate
- 2026-10-15
- leiNextRenewal
- 2027-11-15
- managingLOU
- 5493001KJTIIGC8Y1R12
- subOrganization
- SBHU LIFE AGENCY, INC. (LEI 54930023JILY620BZV94), MORGAN STANLEY INSURANCE SERVICES INC. (LEI 5493004W7BVVW1IRLE44)
Published by a third-party source · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- https://api.gleif.org/api/v1/lei-records/7PDDXEMZ0ZV0CEDU4D16 → printed as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center → confirmed by the only GLEIF record under this legal name
- First observed
- Oct 21, 2026, 7:55 PM UTC
- Read from
- https://api.gleif.org
- Interpreted by rule
- gleif-lei-v2
Legal entities
MORGAN STANLEY SMITH BARNEY LLC FL · FL DOS M09000001230 · ACTIVE as filed
- Type
- Foreign Limited Liability Company
- Filed
- Mar 30, 2009
- FEI/EIN
- 26-4310844
Parties as filed
- C T CORPORATION SYSTEM (REGISTERED AGENT)
- Turner, Chad (Manager)
- Janover, James (Manager)
- Finn, Jed (Manager)
- Hennessy, Michael (Manager)
The authority's own record of the entity the site names itself as, reached by searching the register of a state its premises sit in for the legal name the site prints of itself and keeping only the same registration; no licence ties it to a premises; owners and titles are as filed, not a current cap table.
View registration recordPublished by a third-party source · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- https://search.sunbiz.org/Inquiry/CorporationSearch/SearchResultDetail?inquirytype=EntityName&directionType=Initial&searchNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300&aggregateId=forl-m09000001230-577f2d6e-f256-4cf5-90c3-b6f0f9482fb5&searchTerm=Morgan%20Stanley%20Smith%20Barney%20LLC&listNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300 → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- MORGAN STANLEY SMITH BARNEY LLC, a candidate operator the registers name
- Read from
- https://search.sunbiz.org
- Interpreted by rule
- legal-entities/1
- Evidence ID
- legal-entity:e69056c24f0a69eb25550859
All published fields
- Scope
- The authority's own record of the entity the site names itself as, reached by searching the register of a state its premises sit in for the legal name the site prints of itself and keeping only the same registration; no licence ties it to a premises; owners and titles are as filed, not a current cap table.
- Filing
- Documents
- Kind
- ANNUAL REPORT
- Filed
- 2026-02-24
- Kind
- ANNUAL REPORT
- Filed
- 2025-04-21
- Kind
- ANNUAL REPORT
- Filed
- 2024-04-22
- Kind
- ANNUAL REPORT
- Filed
- 2023-02-22
- Kind
- ANNUAL REPORT
- Filed
- 2022-03-30
- Kind
- ANNUAL REPORT
- Filed
- 2021-04-30
- Kind
- Reg. Agent Change
- Filed
- 2009-07-31
- Kind
- Foreign Limited
- Filed
- 2009-03-30
- Annual reports
- Year
- 2024
- Filed
- 2024-04-22
- Year
- 2025
- Filed
- 2025-04-21
- Year
- 2026
- Filed
- 2026-02-24
- Documents listed
- 19
- Mailing address changed
- 2023-02-22
- Principal address changed
- 2023-02-22
- Reached
- legal_name_search
- Addresses
- Scope
- principal_office
- Address
- City
- New York
- Unit
- Region
- NY
- Street
- 1585 Broadway
- Country
- Postal code
- 10036
- Scope
- mailing
- Address
- City
- New York
- Unit
- Region
- NY
- Street
- 1585 Broadway
- Country
- Postal code
- 10036
- Role
- REGISTERED AGENT
- Party
- C T CORPORATION SYSTEM
- Scope
- registered_agent
- Address
- City
- PLANTATION
- Unit
- Region
- FL
- Street
- 1200 SOUTH PINE ISLAND ROAD
- Country
- Postal code
- 33324
- Legal Name
- MORGAN STANLEY SMITH BARNEY LLC
- Jurisdiction
- FL
- Registration
- Kind
- business_license
- Type
- Foreign Limited Liability Company
- Number
- M09000001230
- Status
- ACTIVE
- Parties
- Name
- C T CORPORATION SYSTEM
- Role
- REGISTERED AGENT
- Name
- Turner, Chad
- Role
- Manager
- Name
- Janover, James
- Role
- Manager
- Name
- Finn, Jed
- Role
- Manager
- Name
- Hennessy, Michael
- Role
- Manager
- Licensee
- MORGAN STANLEY SMITH BARNEY LLC
- Authority
- FL_DOS
- Source id
- fl_sunbiz_business
- FEI/EIN
- 26-4310844
- Issued date
- 2009-03-30
- Observed at
- 2026-10-21T19:55:59.061427971Z
- Jurisdiction
- FL
MORGAN STANLEY SMITH BARNEY LLC NY · NY DOS 3793633
- Type
- FOREIGN LIMITED LIABILITY COMPANY
- Filed
- Apr 1, 2009
Parties as filed
- C T CORPORATION SYSTEM (REGISTERED AGENT)
- C T CORPORATION SYSTEM (DOS PROCESS)
The authority's own record of the entity the site names itself as, reached by searching the register of a state its premises sit in for the legal name the site prints of itself and keeping only the same registration; no licence ties it to a premises; owners and titles are as filed, not a current cap table.
View registration recordPublished by a third-party source · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- https://data.ny.gov/resource/n9v6-gdp6.json?%24limit=100&%24offset=0&%24order=initial_dos_filing_date+DESC%2C%3Aid&%24where=UPPER%28current_entity_name%29+IN+%28%27MORGAN+STANLEY+SMITH+BARNEY+LLC%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LLC%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+L.L.C.%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+L.L.C.%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+LIMITED+LIABILITY+COMPANY%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LIMITED+LIABILITY+COMPANY%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+LIMITED+LIABILITY+CO%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LIMITED+LIABILITY+CO%27%29 → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- MORGAN STANLEY SMITH BARNEY LLC, a candidate operator the registers name
- Read from
- https://data.ny.gov
- Interpreted by rule
- legal-entities/1
- Evidence ID
- legal-entity:4c33fe59d13de93070cdefb6
All published fields
- Scope
- The authority's own record of the entity the site names itself as, reached by searching the register of a state its premises sit in for the legal name the site prints of itself and keeping only the same registration; no licence ties it to a premises; owners and titles are as filed, not a current cap table.
- Reached
- legal_name_search
- Legal Name
- MORGAN STANLEY SMITH BARNEY LLC
- Jurisdiction
- NY
- Registration
- Kind
- business_license
- Type
- FOREIGN LIMITED LIABILITY COMPANY
- Number
- 3793633
- Parties
- Name
- C T CORPORATION SYSTEM
- Role
- REGISTERED AGENT
- Name
- C T CORPORATION SYSTEM
- Role
- DOS PROCESS
- Licensee
- MORGAN STANLEY SMITH BARNEY LLC
- Authority
- NY_DOS
- Source id
- ny_dos_business
- Issued date
- 2009-04-01
- Observed at
- 2026-10-21T19:55:59.135359523Z
- Jurisdiction
- NY
Trademarks
FERNHILL REGISTERED AND RENEWED · Serial 85503328
- Registration
- 4175689
- Filed
- Dec 23, 2011
- Registered
- Jul 17, 2012
- Classes
- IC 036
- Attorney
- Dorothy R. Whitney
Goods & services
IC 036: Financial planning and investment advisory services, financial asset management, investment management, investment consultation, financial portfolio management services, wealth management consulting services, providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement.
View trademark recordOwners as filed
- Wells Fargo & Company (ORIGINAL REGISTRANT)
- MORGAN STANLEY SMITH BARNEY LLC (SUBSEQUENT OWNER AFTER REGISTRATION)
USPTO record names this owner; current ownership is not inferred from historical owner entries.
Published by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://tmsearch.uspto.gov/prod-v1-0-0/tmsearch → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://tmsearch.uspto.gov
- Interpreted by rule
- trademarks-v2
- Evidence ID
- uspto:d9cb6307a73517e9efa47a87
All published fields
- Live mark
- Yes
- Owners as filed
- City
- Minneapolis
- Name
- Wells Fargo & Company
- Role
- ORIGINAL REGISTRANT
- Region
- MINNESOTA 55479, UNITED STATES
- Entity Type
- CORPORATION
- As Published
- Wells Fargo & Company (CORPORATION; DELAWARE, USA)
- Citizenship
- DELAWARE, USA
- City
- PURCHASE
- Name
- MORGAN STANLEY SMITH BARNEY LLC
- Role
- SUBSEQUENT OWNER AFTER REGISTRATION
- Region
- NEW YORK 10577, UNITED STATES
- Entity Type
- LIMITED LIABILITY COMPANY
- As Published
- MORGAN STANLEY SMITH BARNEY LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
- Citizenship
- DELAWARE, USA
- Status
- REGISTERED AND RENEWED
- Attorney
- Dorothy R. Whitney
- Wordmark
- FERNHILL
- Filed Date
- 2011-12-23
- Mark Types
- SERVICE MARK
- Us Classes
- 100 101 102.
- Registered
- Yes
- Status Code
- 800
- Serial Number
- 85503328
- Ownership scope
- USPTO record names this owner; current ownership is not inferred from historical owner entries.
- First Use Any Date
- 2003-06-30
- Goods And Services
- IC 036: Financial planning and investment advisory services, financial asset management, investment management, investment consultation, financial portfolio management services, wealth management consulting services, providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement.
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Registration Date
- 2012-07-17
- Registration Number
- 4175689
- First Use Commerce Date
- 2003-06-30
- International Classes
- IC 036
- Matching Owner Entries
- MORGAN STANLEY SMITH BARNEY LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
MORGAN STANLEY ACCESS no longer live · ABANDONED - NO STATEMENT OF USE FILED · Serial 87382634
- Filed
- Mar 23, 2017
- Classes
- IC 036, IC 042
- Attorney
- Dorothy R. Whitney
Goods & services
(ABANDONED) IC 036: Financial services, namely, investment and asset advisory services; Financial analysis services; Financial research services; Investment management and advisory services; Providing online databases in the fields of financial investment, financial planning, financial research, investment advice and financial asset management. (ABANDONED) IC 042: Providing digital platform as a service featuring computer services, namely, providing a computer web-based platform which provides consumers with investment advice.
View trademark recordOwners as filed
- Morgan Stanley Smith Barney LLC (OWNER AT PUBLICATION)
USPTO record names this owner; current ownership is not inferred from historical owner entries.
Published by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://tmsearch.uspto.gov/prod-v1-0-0/tmsearch → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://tmsearch.uspto.gov
- Interpreted by rule
- trademarks-v2
- Evidence ID
- uspto:0d8636dd6194dc87f56a5bdf
All published fields
- Live mark
- No
- Owners as filed
- City
- Purchase
- Name
- Morgan Stanley Smith Barney LLC
- Role
- OWNER AT PUBLICATION
- Region
- NEW YORK 10577, UNITED STATES
- Entity Type
- LIMITED LIABILITY COMPANY
- As Published
- Morgan Stanley Smith Barney LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
- Citizenship
- DELAWARE, USA
- Status
- ABANDONED - NO STATEMENT OF USE FILED
- Attorney
- Dorothy R. Whitney
- Wordmark
- MORGAN STANLEY ACCESS
- Filed Date
- 2017-03-23
- Mark Types
- SERVICE MARK
- Us Classes
- 100 102 101., 100 101.
- Registered
- No
- Status Code
- 606
- Abandon Date
- 2020-11-23
- Serial Number
- 87382634
- Ownership scope
- USPTO record names this owner; current ownership is not inferred from historical owner entries.
- Goods And Services
- (ABANDONED) IC 036: Financial services, namely, investment and asset advisory services; Financial analysis services; Financial research services; Investment management and advisory services; Providing online databases in the fields of financial investment, financial planning, financial research, investment advice and financial asset management., (ABANDONED) IC 042: Providing digital platform as a service featuring computer services, namely, providing a computer web-based platform which provides consumers with investment advice.
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- International Classes
- IC 036, IC 042
- Matching Owner Entries
- Morgan Stanley Smith Barney LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
MORGAN STANLEY ACCESS INVESTING no longer live · CANCELLED - SECTION 8 · Serial 87716057
- Registration
- 5664674
- Filed
- Dec 11, 2017
- Registered
- Jan 29, 2019
- Cancelled
- Aug 8, 2025
- Classes
- IC 036, IC 042
- Attorney
- Dorothy R. Whitney
Goods & services
(CANCELLED) IC 036: [ FINANCIAL SERVICES, namely, INVESTMENT AND ASSET ADVISORY SERVICES; FINANCIAL ANALYSIS SERVICES; FINANCIAL RESEARCH SERVICES; INVESTMENT MANAGEMENT AND ADVISORY SERVICES; PROVIDING ONLINE DATABASES IN THE FIELDS OF FINANCIAL INVESTMENT, FINANCIAL PLANNING, FINANCIAL RESEARCH, INVESTMENT ADVICE AND FINANCIAL ASSET MANAGEMENT ]. (CANCELLED) IC 042: [ PROVIDING DIGITAL PLATFORM AS A SERVICE FEATURING COMPUTER SERVICES, namely, PROVIDING A COMPUTER WEB-BASED PLATFORM WHICH PROVIDES CONSUMERS WITH INVESTMENT ADVICE ].
View trademark recordOwners as filed
- Morgan Stanley Smith Barney LLC (ORIGINAL REGISTRANT)
USPTO record names this owner; current ownership is not inferred from historical owner entries.
Published by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://tmsearch.uspto.gov/prod-v1-0-0/tmsearch → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://tmsearch.uspto.gov
- Interpreted by rule
- trademarks-v2
- Evidence ID
- uspto:e990618c178f50a05fed86c3
All published fields
- Live mark
- No
- Owners as filed
- City
- Purchase
- Name
- Morgan Stanley Smith Barney LLC
- Role
- ORIGINAL REGISTRANT
- Region
- NEW YORK 10577, UNITED STATES
- Entity Type
- LIMITED LIABILITY COMPANY
- As Published
- Morgan Stanley Smith Barney LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
- Citizenship
- DELAWARE, USA
- Status
- CANCELLED - SECTION 8
- Attorney
- Dorothy R. Whitney
- Wordmark
- MORGAN STANLEY ACCESS INVESTING
- Filed Date
- 2017-12-11
- Mark Types
- SERVICE MARK
- Us Classes
- 100 101 102., 100 101.
- Cancel Date
- 2025-08-08
- Registered
- No
- Status Code
- 710
- Serial Number
- 87716057
- Ownership scope
- USPTO record names this owner; current ownership is not inferred from historical owner entries.
- First Use Any Date
- 2017-12-04
- Goods And Services
- (CANCELLED) IC 036: [ FINANCIAL SERVICES, namely, INVESTMENT AND ASSET ADVISORY SERVICES; FINANCIAL ANALYSIS SERVICES; FINANCIAL RESEARCH SERVICES; INVESTMENT MANAGEMENT AND ADVISORY SERVICES; PROVIDING ONLINE DATABASES IN THE FIELDS OF FINANCIAL INVESTMENT, FINANCIAL PLANNING, FINANCIAL RESEARCH, INVESTMENT ADVICE AND FINANCIAL ASSET MANAGEMENT ]., (CANCELLED) IC 042: [ PROVIDING DIGITAL PLATFORM AS A SERVICE FEATURING COMPUTER SERVICES, namely, PROVIDING A COMPUTER WEB-BASED PLATFORM WHICH PROVIDES CONSUMERS WITH INVESTMENT ADVICE ].
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Registration Date
- 2019-01-29
- Registration Number
- 5664674
- First Use Commerce Date
- 2017-12-04
- International Classes
- IC 036, IC 042
- Matching Owner Entries
- Morgan Stanley Smith Barney LLC (LIMITED LIABILITY COMPANY; DELAWARE, USA)
Litigation
Jordan v. Vanguard Marketing Corporation District Court, S.D. New York · Filed Sep 21, 2026
- Docket
- 1:26-cv-08216
- Filed
- Sep 21, 2026
- Jurisdiction
- Diversity
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
890 Other Statutory Actions
Cause
28:1332 Diversity Action
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:fbe474d59b64d82f8730b9c3
All published fields
- Cause
- 28:1332 Diversity Action
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Jordan v. Vanguard Marketing Corporation
- Docket ID
- 74827794
- Date Filed
- 2026-09-21
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:26-cv-08216
- Nature Of Suit
- 890 Other Statutory Actions
- Other Parties
- Diana Huack, Denise Torkelson, Rose Palermo, Alan Dalewitz, Gene Klipin, Pershing Advisor Solutions, Trent Berger, Laura Heit, Samuel Tsou, Larry Petrey, Andrea Jordan, Pershing LLC, Elena Cigler, Vanguard Marketing Corporation, Marsha DiGiacomo, Sam Shirey
- Jurisdiction Type
- Diversity
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Michael Frank Paesano v. Morgan Stanley Smith Barney LLC District Court, E.D. New York · Filed Jun 18, 2026
- Docket
- 2:26-cv-03675
- Filed
- Jun 18, 2026
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
422 Bankruptcy Appeal (801)
Cause
28:1334 Bankruptcy Appeal
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:602300560af74dbf9b659265
All published fields
- Cause
- 28:1334 Bankruptcy Appeal
- Court
- District Court, E.D. New York
- Court ID
- nyed
- Case Name
- Michael Frank Paesano v. Morgan Stanley Smith Barney LLC
- Docket ID
- 73503645
- Date Filed
- 2026-06-18
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 2:26-cv-03675
- Nature Of Suit
- 422 Bankruptcy Appeal (801)
- Other Parties
- Michael Frank Paesano, Morgan Stanley Smith Barney Financing LLC, Christine H Black, United States Trustee, Michael Frank Paesano
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
XDOOD LLC v. Interactive Brokers Group, Inc. District Court, S.D. New York · Filed Oct 15, 2025
- Docket
- 1:25-cv-08536
- Filed
- Oct 15, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
850 Securities/Commodities
Cause
12:22 Securities Fraud
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:8462094bdfc5e3dacaf1e3b0
All published fields
- Cause
- 12:22 Securities Fraud
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- XDOOD LLC v. Interactive Brokers Group, Inc.
- Docket ID
- 71658106
- Date Filed
- 2025-10-15
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:25-cv-08536
- Nature Of Suit
- 850 Securities/Commodities
- Other Parties
- XDOOD LLC, Interactive Brokers Group, Inc., John Does 1-10
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
John A. Mansour v. Morgan Stanley District Court, S.D. New York · Filed Sep 15, 2025
- Docket
- 1:25-cv-07633
- Filed
- Sep 15, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
470 Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:b7f01a1f3dc28e5d61c7cb88
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- John A. Mansour v. Morgan Stanley
- Docket ID
- 71349923
- Date Filed
- 2025-09-15
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:25-cv-07633
- Nature Of Suit
- 470 Racketeer/Corrupt Organization
- Other Parties
- Morgan Stanley, Morgan Stanley & Co L.L.C., P.O. "John" Doe, Charles Schwab & Co., Inc., Deutsche Bank Securities Inc., John A. Mansour, Merrill Lynch Pierce Fenner & Smith Incorporated
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Bertonis v. Morgan Stanley District Court, S.D. New York · Filed Feb 25, 2025
- Docket
- 1:25-cv-01598
- Filed
- Feb 25, 2025
- Terminated
- Mar 14, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
470 Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:545e7488193683be74fe09e8
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Bertonis v. Morgan Stanley
- Docket ID
- 69672210
- Date Filed
- 2025-02-25
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:25-cv-01598
- Nature Of Suit
- 470 Racketeer/Corrupt Organization
- Other Parties
- Morgan Stanley, E*Trade Securities LLC, James Bertonis
- Date Terminated
- 2025-03-14
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Moore-Bonds v. Morgan Stanley & Co., LLC District Court, S.D. New York · Filed Feb 19, 2025
- Docket
- 1:25-cv-01428
- Filed
- Feb 19, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney, LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
442 Civil Rights: Jobs
Cause
28:1331ed Fed. Question: Employment Discrimination
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:11440b565e40f0c98bc0dfcf
All published fields
- Cause
- 28:1331ed Fed. Question: Employment Discrimination
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Moore-Bonds v. Morgan Stanley & Co., LLC
- Docket ID
- 69655080
- Date Filed
- 2025-02-19
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:25-cv-01428
- Nature Of Suit
- 442 Civil Rights: Jobs
- Other Parties
- Berdina Moore-Bonds, Morgan Stanley & Co., LLC, Morgan Stanley
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney, LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Bertonis v. Morgan Stanley District Court, S.D. New York · Filed Jan 6, 2025
- Docket
- 1:25-cv-00115
- Filed
- Jan 6, 2025
- Terminated
- Feb 24, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
470 Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzQxNjAxOTAwMDAwMC4wJnM9Njk2NTUwODAmdD1kJmQ9MjAyNi0xMC0yMSZwPTI%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:5813b773740aa450a22fda4f
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Bertonis v. Morgan Stanley
- Docket ID
- 69521160
- Date Filed
- 2025-01-06
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:25-cv-00115
- Nature Of Suit
- 470 Racketeer/Corrupt Organization
- Other Parties
- Merrill Lynch Pierce Fenner & Smith Incorporated, James Bertonis, The Charles Schwab Corporation, Bank Of America Corporation, E* Trade Securities LLC, Charles Schwab & Co., Inc., Morgan Stanley
- Date Terminated
- 2025-02-24
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Gagner v. Morgan Stanley District Court, S.D. New York · Filed Dec 21, 2024
- Docket
- 1:24-cv-09875
- Filed
- Dec 21, 2024
- Terminated
- Jan 7, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
470 Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzQxNjAxOTAwMDAwMC4wJnM9Njk2NTUwODAmdD1kJmQ9MjAyNi0xMC0yMSZwPTI%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:93f2ca0ce47213b1c68502d1
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Gagner v. Morgan Stanley
- Docket ID
- 69490852
- Date Filed
- 2024-12-21
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:24-cv-09875
- Nature Of Suit
- 470 Racketeer/Corrupt Organization
- Other Parties
- Neal Gagner, Morgan Stanley, E*TRADE Securities LLC
- Date Terminated
- 2025-01-07
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
McKinney v. Morgan Stanley District Court, S.D. New York · Filed Nov 20, 2024
- Docket
- 1:24-cv-08860
- Filed
- Nov 20, 2024
- Terminated
- Jul 25, 2025
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzQxNjAxOTAwMDAwMC4wJnM9Njk2NTUwODAmdD1kJmQ9MjAyNi0xMC0yMSZwPTI%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:1018ecbd2f6b29732e5821c4
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- McKinney v. Morgan Stanley
- Docket ID
- 69397371
- Date Filed
- 2024-11-20
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:24-cv-08860
- Nature Of Suit
- Racketeer/Corrupt Organization
- Other Parties
- Thomas Simmons, Mark E. McKinney, Morgan Stanley, E*Trade Securities LLC, Neal Gagner, James Bertonis
- Date Terminated
- 2025-07-25
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Safron Capital Corp v. Morgan Stanley District Court, S.D. New York · Filed Oct 11, 2024
- Docket
- 1:24-cv-07750
- Filed
- Oct 11, 2024
- Terminated
- Dec 9, 2024
- Jurisdiction
- Diversity
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
470 Racketeer/Corrupt Organization
Cause
18:1962 Racketeering (RICO) Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzQxNjAxOTAwMDAwMC4wJnM9Njk2NTUwODAmdD1kJmQ9MjAyNi0xMC0yMSZwPTI%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:888a207757c0bab91112f8aa
All published fields
- Cause
- 18:1962 Racketeering (RICO) Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Safron Capital Corp v. Morgan Stanley
- Docket ID
- 69256272
- Date Filed
- 2024-10-11
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:24-cv-07750
- Nature Of Suit
- 470 Racketeer/Corrupt Organization
- Other Parties
- Safron Capital Corp, Morgan Stanley
- Date Terminated
- 2024-12-09
- Jurisdiction Type
- Diversity
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Estate of Bernard J. Sherlip v. Morgan Stanley District Court, S.D. New York · Filed Jun 14, 2024
- Docket
- 1:24-cv-04571
- Filed
- Jun 14, 2024
- Jurisdiction
- Diversity
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
190 Contract: Other
Cause
28:1332oc Diversity-Other Contract
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzQxNjAxOTAwMDAwMC4wJnM9Njk2NTUwODAmdD1kJmQ9MjAyNi0xMC0yMSZwPTI%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:bfc794549ddfe2b261d6b28c
All published fields
- Source URL
- https://www.courtlistener.com/docket/68859159/estate-of-bernard-j-sherlip-v-morgan-stanley/
- Cause
- 28:1332oc Diversity-Other Contract
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Estate of Bernard J. Sherlip v. Morgan Stanley
- Docket ID
- 68859159
- Date Filed
- 2024-06-14
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:24-cv-04571
- Nature Of Suit
- 190 Contract: Other
- Other Parties
- Estate of Bernard J. Sherlip, Morgan Stanley, Safron Capital Corp., Morgan Stanley & Co. LLC, The Barrett Living Trust
- Jurisdiction Type
- Diversity
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Rasella v. Musk District Court, S.D. New York · Filed Apr 12, 2022
- Docket
- 1:22-cv-03026
- Filed
- Apr 12, 2022
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
Securities/Commodities
Cause
15:78m(a) Securities Exchange Act
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzM0OTY2NDAwMDAwMC4wJnM9NjY3MzA5NjEmdD1kJmQ9MjAyNi0xMC0yMSZwPTQ%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:9ccb7da6809d795ae219fa5a
All published fields
- Cause
- 15:78m(a) Securities Exchange Act
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Rasella v. Musk
- Docket ID
- 63230072
- Date Filed
- 2022-04-12
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:22-cv-03026
- Nature Of Suit
- Securities/Commodities
- Other Parties
- Jared Birchall, Elon R. Musk, Oklahoma Firefighters Pension and Retirement System, Marc Bain Rasella, Amalgamated Bank, Partha Pratim Palit, Excession LLC, Elon Musk Revocable Trust dated July 22, 2003
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Woitovich v. Schoenfeld District Court, S.D. New York · Filed Mar 2, 2022
- Docket
- 1:22-cv-01742
- Filed
- Mar 2, 2022
- Terminated
- Jun 15, 2023
- Jurisdiction
- Diversity
- Matched party
- Morgan Stanley Smith Barney, LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
Contract: Other
Cause
28:1332bc Diversity-Breach of Contract
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzM0OTY2NDAwMDAwMC4wJnM9NjY3MzA5NjEmdD1kJmQ9MjAyNi0xMC0yMSZwPTQ%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:164055987c9ee4a96ed9d505
All published fields
- Cause
- 28:1332bc Diversity-Breach of Contract
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Woitovich v. Schoenfeld
- Docket ID
- 63129400
- Date Filed
- 2022-03-02
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:22-cv-01742
- Nature Of Suit
- Contract: Other
- Other Parties
- Lydia Schoenfeld, Rhonda Woitovich
- Date Terminated
- 2023-06-15
- Jurisdiction Type
- Diversity
- Matched Party Name
- Morgan Stanley Smith Barney, LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
City of Philadelphia v. Bank of America Corporation District Court, S.D. New York · Filed Feb 22, 2022
- Docket
- 1:22-mc-00053
- Filed
- Feb 22, 2022
- Terminated
- Jul 26, 2022
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
890 Other Statutory Actions
Cause
M 08-85 Motion to Quash
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzM0OTY2NDAwMDAwMC4wJnM9NjY3MzA5NjEmdD1kJmQ9MjAyNi0xMC0yMSZwPTQ%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:499e8f2c5bd8a1a51369028c
All published fields
- Source URL
- https://www.courtlistener.com/docket/63105214/city-of-philadelphia-v-bank-of-america-corporation/
- Cause
- M 08-85 Motion to Quash
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- City of Philadelphia v. Bank of America Corporation
- Docket ID
- 63105214
- Date Filed
- 2022-02-22
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:22-mc-00053
- Nature Of Suit
- 890 Other Statutory Actions
- Other Parties
- The Royal Bank of Canada, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley, Wollmuth Maher & Deutsch L.L.P., JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Citigroup Global Markets Inc, Bank of America Corporation, Bank of America, N.A., Wells Fargo Funds Management, LLC, City of Philadelphia, Morgan Stanley & Co. LLC, RBC Capital Markets L.L.C., Barclays Capital Inc, Wells Fargo Securities L.L.C., Wachovia Bank N.A., Mayor and City Council of Baltimore, Banc of America Securities LLC, Wells Fargo & Co., Citigroup Inc, Morgan Stanley Capital Group Inc., J.P Morgan Securities LLC, Quinn Emanuel Urquhart & Sullivan, LLP, Wells Fargo Bank N.A., Citibank N.A.
- Date Terminated
- 2022-07-26
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
- Other Parties Total
- 28
City of Philadelphia v. Bank of America Corporation District Court, D. Delaware · Filed Feb 1, 2022
- Docket
- 1:22-mc-00049
- Filed
- Feb 1, 2022
- Terminated
- Feb 15, 2022
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
890 Other Statutory Actions
Cause
Motion to Quash
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzM0OTY2NDAwMDAwMC4wJnM9NjY3MzA5NjEmdD1kJmQ9MjAyNi0xMC0yMSZwPTQ%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:88d374c64983d7faa4562c22
All published fields
- Source URL
- https://www.courtlistener.com/docket/62646209/city-of-philadelphia-v-bank-of-america-corporation/
- Cause
- Motion to Quash
- Court
- District Court, D. Delaware
- Court ID
- ded
- Case Name
- City of Philadelphia v. Bank of America Corporation
- Docket ID
- 62646209
- Date Filed
- 2022-02-01
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:22-mc-00049
- Nature Of Suit
- 890 Other Statutory Actions
- Other Parties
- The Royal Bank of Canada, JPMorgan Chase Bank, N.A., Morgan Stanley, JPMorgan Chase & Co., Barclays Bank PLC, Bank of America Corporation, Bank of America, N.A., Wachovia Bank, N.A., Wells Fargo Funds Management, LLC, City of Philadelphia, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, Wells Fargo Bank, N.A., Barclays Capital Inc., Citigroup Global Markets Inc., Wollmuth Maher & Deutsch LLP, Mayor and City Council of Baltimore, Banc of America Securities LLC, Citigroup, Inc., Wells Fargo & Co., Morgan Stanley Capital Group Inc., J.P. Morgan Securities LLC, Wells Fargo Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Quinn Emanuel Urquhart & Sullivan, LLP
- Date Terminated
- 2022-02-15
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
- Other Parties Total
- 28
Board of Directors of the San Diego Association of Governments, acting as the San Diego County Regional Transportation Commission v. Bank of America Corporation District Court, S.D. New York · Filed Jun 2, 2021
- Docket
- 1:21-cv-04893
- Filed
- Jun 2, 2021
- Terminated
- Aug 4, 2021
- Jurisdiction
- Federal Question
- Matched party
- Morgan Stanley Smith Barney LLC
- Searched name
- Morgan Stanley Smith Barney LLC
Nature Of Suit
410 Anti-Trust
Cause
15:1 Antitrust Litigation (Monopolizing Trade)
Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
View court docketPublished by a third-party source · confirmed Oct 21, 2026, 7:56 PM UTC
- Observed via
- https://www.courtlistener.com/api/rest/v4/search/?cursor=cz0xMzM0OTY2NDAwMDAwMC4wJnM9NjY3MzA5NjEmdD1kJmQ9MjAyNi0xMC0yMSZwPTQ%3D&order_by=dateFiled+desc&q=party%3A%22Morgan+Stanley+Smith+Barney+LLC%22&type=d → self-named as Morgan Stanley Smith Barney LLC on https://www.morganstanley.com/atwork/employees/learning-center
- About
- Morgan Stanley Smith Barney LLC, a party this site's own evidence does not bind to the business
- Read from
- https://www.courtlistener.com
- Interpreted by rule
- court-dockets-v2
- Evidence ID
- courtlistener:2021aeb22e6231676c7fff84
All published fields
- Cause
- 15:1 Antitrust Litigation (Monopolizing Trade)
- Court
- District Court, S.D. New York
- Court ID
- nysd
- Case Name
- Board of Directors of the San Diego Association of Governments, acting as the San Diego County Regional Transportation Commission v. Bank of America Corporation
- Docket ID
- 59957030
- Date Filed
- 2021-06-02
- Match scope
- Exact party-name match in CourtListener; not an independently resolved legal identity, finding of wrongdoing or litigation outcome.
- Docket number
- 1:21-cv-04893
- Nature Of Suit
- 410 Anti-Trust
- Other Parties
- Citigroup Global Markets Limited, Morgan Stanley & Co. LLC, Bank of America, N.A., Barclays Capital Inc., Wells Fargo Funds Management, LLC, Goldman Sachs & Co. LLC, Banc of America Securities LLC, Barclays Bank PLC, J.P. Morgan Securities LLC, Morgan Stanley, Morgan Stanley Capital Group Inc., Wells Fargo Bank, N.A., Royal Bank of Canada, RBC Capital Markets, LLC, Board of Directors of the San Diego Association of Governments, acting as the San Diego County Regional Transportation Commission, Citibank, N.A., Citigroup Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Corporation, Wachovia Bank, N.A., JPMorgan Chase Bank, N.A., Wells Fargo Securities LLC
- Date Terminated
- 2021-08-04
- Jurisdiction Type
- Federal Question
- Matched Party Name
- Morgan Stanley Smith Barney LLC
- Queried Legal Name
- Morgan Stanley Smith Barney LLC
- Other Parties Scope
- Each is a party to the case, as the docket search names it: no side is stated for any party, no relation to this company is inferred, and none was searched in turn.
Morgan Stanley Employees & Ownership
AartiExecutive Director, Technologynamed on the site by one name
- As printed learn more ProfilePublished by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/people-opportunities/students-graduates/culture → Published person (name and role labels)
Stated by 1 source
- https://www.morganstanley.com/people-opportunities/students-graduates/culture · Published person (name and role labels) · Executive Director, Technology
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Adam ForsteCo-Founderlast seen
Roles
- Co-Founder · foundinghttps://www.morganstanley.com/about-us/alumni-network
Stated by 1 source
- https://www.morganstanley.com/about-us/alumni-network · Published person (named with a role in the page's text) · Co-Founder
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Adam WilsonDirector, Cyber Data Risk & Resilience
- As printed The inclusive environment at Morgan Stanley, fostered by our core values, allows me to bring my authentic self to work every day. Being actively involved in our employee networks, like the Pride & Ally Network, gives me the opportunity to be part of the meaningful impact these networks have in representing and uplifting voices within the firm.Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/baltimore → Published person (name and role labels)
Stated by 1 source
- https://www.morganstanley.com/about-us/global-offices/baltimore · Published person (name and role labels) · Director, Cyber Data Risk & Resilience
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Akiko KonoExecutive Director, Firmwide Operations
- As printed Being part of a large global Firm means we offer a diverse range of services. This breadth gives leaders exposure to managing complex operations, strengthening controls and delivering tailored solutions that advance client goals.Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/japan/en → Published person (name and role labels)
Stated by 1 source
- https://www.morganstanley.com/about-us/global-offices/japan/en · Published person (name and role labels) · Executive Director, Firmwide Operations
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Alberto TamuraPresident & CEO
Stated by 2 sources
- https://www.morganstanley.com/about-us/global-offices/japan/en/corporate-structure · Published person (named with a role in the page's text) · President & CEO
- https://www.morganstanley.com/about-us/global-offices/japan/en/group-companies · Published person (named with a role in the page's text) · President & CEO
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Alice VilmaExecutive Director
Stated by 1 source
- https://www.morganstanley.com/ideas/startup-seed-money-tips-for-multicultural-and-women-founders · Published person (named with a role in the page's text) · Executive Director
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- First observed
- Oct 21, 2026, 7:53 PM UTC
Amanda LewisVice President
- As printed Virtual Engagement ProgramPublished by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/alpharetta → Published person (name and role labels)
Stated by 1 source
- https://www.morganstanley.com/about-us/global-offices/alpharetta · Published person (name and role labels) · Vice President
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Amanda PalumboExecutive Director
Stated by 1 source
- https://www.morganstanley.com/press-releases/14th-annual-go-red-women-s-leadership-event · Published person (named with a role in the page's text) · Executive Director
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- First observed
- Oct 21, 2026, 7:53 PM UTC
AmbreenVice President, Investment Banking Divisionnamed on the site by one name
- As printed learn morePublished by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/people-opportunities/students-graduates/culture → Published person (name and role labels)
Stated by 1 source
- https://www.morganstanley.com/people-opportunities/students-graduates/culture · Published person (name and role labels) · Vice President, Investment Banking Division
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
AmericasMedia Relationsnamed on the site by one name
- Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/about-us-newsroom → https://www.morganstanley.com/about-us/global-offices/americas/argentina → https://www.morganstanley.com/about-us/global-offices/americas/chile → https://www.morganstanley.com/about-us/global-offices/americas/colombia → https://www.morganstanley.com/about-us/global-offices/americas/peru
- Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/about-us-newsroom
Stated by 1 source
- https://www.morganstanley.com/about-us-newsroom · Published person (page markup) · Media Relations
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- First observed
- Oct 21, 2026, 7:53 PM UTC
Andrea ArceneuaxCo-Founder and CEO
Stated by 1 source
- https://www.morganstanley.com/articles/women-founders-one-million-plus-venture-capital · Published person (named with a role or their own mailbox on the site) · Co-Founder and CEO
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
Andrea VerkicClient Tax Operations
Roles
- Executive Directorhttps://www.morganstanley.com/about-us/global-offices/salt-lake
- As printed Head of the Salt Lake OfficePublished by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/salt-lake → Published person (name and role labels)
Stated by 2 sources
- https://www.morganstanley.com/about-us/global-offices/salt-lake · Published person (name and role labels) · Executive Director
- https://www.morganstanley.com/about-us/global-offices/salt-lake · Published person (named with a role or their own mailbox on the site) · Client Tax Operations
Person issues · 1
- Title
the sources state different capacities for the same organisation and interval; jobTitle projects the one more independent sources, a newer authority or a stronger source states, and the others are kept as titles
Selected source: https://www.morganstanley.com/about-us/global-offices/salt-lake
- https://www.morganstanley.com/about-us/global-offices/salt-lake
- Executive Director
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- First observed
- Oct 21, 2026, 7:52 PM UTC
7 people not confirmed
The latest people collection is incomplete. Previously confirmed people remain available with their original dates.
Chad Turner
Manager · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://search.sunbiz.org/Inquiry/CorporationSearch/SearchResultDetail?inquirytype=EntityName&directionType=Initial&searchNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300&aggregateId=forl-m09000001230-577f2d6e-f256-4cf5-90c3-b6f0f9482fb5&searchTerm=Morgan%20Stanley%20Smith%20Barney%20LLC&listNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
Jed Finn
Manager · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://search.sunbiz.org/Inquiry/CorporationSearch/SearchResultDetail?inquirytype=EntityName&directionType=Initial&searchNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300&aggregateId=forl-m09000001230-577f2d6e-f256-4cf5-90c3-b6f0f9482fb5&searchTerm=Morgan%20Stanley%20Smith%20Barney%20LLC&listNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
Wayne Schaed
Owner · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://pa.healthinspections.us/montgomery/API/index.cfm/search/%7B%22municipality%22:%22%22%2C%22keyword%22:%22bW9yZ2Fu%22%7D/1 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
Europe, Middle East & Africa
Media Relations
no_person_evidence: a card whose name the name lists do not read as a personal name, whose title states no role and no mailbox of which spells the name
Source not recorded · confirmed Oct 21, 2026, 7:53 PM UTC- Observed via
- https://www.morganstanley.com/about-us-newsroom → Published person (page markup)
Michael Hennessy
Manager · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://search.sunbiz.org/Inquiry/CorporationSearch/SearchResultDetail?inquirytype=EntityName&directionType=Initial&searchNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300&aggregateId=forl-m09000001230-577f2d6e-f256-4cf5-90c3-b6f0f9482fb5&searchTerm=Morgan%20Stanley%20Smith%20Barney%20LLC&listNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
C T CORPORATION SYSTEM
DOS PROCESS · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://data.ny.gov/resource/n9v6-gdp6.json?%24limit=100&%24offset=0&%24order=initial_dos_filing_date+DESC%2C%3Aid&%24where=UPPER%28current_entity_name%29+IN+%28%27MORGAN+STANLEY+SMITH+BARNEY+LLC%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LLC%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+L.L.C.%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+L.L.C.%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+LIMITED+LIABILITY+COMPANY%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LIMITED+LIABILITY+COMPANY%27%2C%27MORGAN+STANLEY+SMITH+BARNEY+LIMITED+LIABILITY+CO%27%2C%27MORGAN+STANLEY+SMITH+BARNEY%2C+LIMITED+LIABILITY+CO%27%29 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
James Janover
Manager · filed_party
register_party_kind_unstated
Source not recorded · confirmed Oct 21, 2026, 7:55 PM UTC- Observed via
- https://search.sunbiz.org/Inquiry/CorporationSearch/SearchResultDetail?inquirytype=EntityName&directionType=Initial&searchNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300&aggregateId=forl-m09000001230-577f2d6e-f256-4cf5-90c3-b6f0f9482fb5&searchTerm=Morgan%20Stanley%20Smith%20Barney%20LLC&listNameOrder=MORGANSTANLEYSMITHBARNEY%20M090000012300 → Filed party of unstated kind on the authority's record of the operating entity, in the role it files
Job Postings
1,260 job listings.
2027 Financial Services Representative (SIE) | Alpharetta, GA Alpharetta GA 3 · ID JR043193
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative (SIE) | Alpharetta, GA
- Identifier
- JR043193
- Recruiting platform
- workday
- Published location
- Alpharetta GA 3
2027 Financial Services Representative (SIE) | Chicago, IL Chicago IL 10 · ID JR043194
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative (SIE) | Chicago, IL
- Identifier
- JR043194
- Recruiting platform
- workday
- Published location
- Chicago IL 10
2027 Financial Services Representative (SIE) | Gilbert, AZ Gilbert AZ 400 Call Ctr · ID JR043195-1
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative (SIE) | Gilbert, AZ
- Identifier
- JR043195-1
- Recruiting platform
- workday
- Published location
- Gilbert AZ 400 Call Ctr
2027 Financial Services Representative (SIE) | Sandy, UT South Towne Corp Center II · ID JR043197
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative (SIE) | Sandy, UT
- Identifier
- JR043197
- Recruiting platform
- workday
- Published location
- South Towne Corp Center II
2027 Financial Services Representative (SIE) | Tampa, FL Tampa FL 4050 Call Center · ID JR043198
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative (SIE) | Tampa, FL
- Identifier
- JR043198
- Recruiting platform
- workday
- Published location
- Tampa FL 4050 Call Center
2027 Financial Services Representative | Alpharetta, GA Alpharetta GA 3 · ID JR043183
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative | Alpharetta, GA
- Identifier
- JR043183
- Recruiting platform
- workday
- Published location
- Alpharetta GA 3
2027 Financial Services Representative | Chicago, IL Chicago IL 10 · ID JR043188
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative | Chicago, IL
- Identifier
- JR043188
- Recruiting platform
- workday
- Published location
- Chicago IL 10
2027 Financial Services Representative | Gilbert, AZ Gilbert AZ 400 Call Ctr · ID JR043189
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative | Gilbert, AZ
- Identifier
- JR043189
- Recruiting platform
- workday
- Published location
- Gilbert AZ 400 Call Ctr
2027 Financial Services Representative | Sandy, UT South Towne Corp Center II · ID JR043191
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative | Sandy, UT
- Identifier
- JR043191
- Recruiting platform
- workday
- Published location
- South Towne Corp Center II
2027 Financial Services Representative | Tampa, FL Tampa FL 4050 Call Center · ID JR043192
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Financial Services Representative | Tampa, FL
- Identifier
- JR043192
- Recruiting platform
- workday
- Published location
- Tampa FL 4050 Call Center
2027 Premier Relationship Manager 5 Locations · ID JR045563
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Premier Relationship Manager
- Identifier
- JR045563
- Recruiting platform
- workday
- Published location
- 5 Locations
2027 Wealth Management Virtual Engagement Associate (VEA) Program | Alpharetta, GA Alpharetta, Georgia, United States of America · ID JR042787
- Recruiting platform
- workday
Directly observed · confirmed Oct 21, 2026, 7:54 PM UTC
- Observed via
- https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
All published fields
- Title
- 2027 Wealth Management Virtual Engagement Associate (VEA) Program | Alpharetta, GA
- Identifier
- JR042787
- Recruiting platform
- workday
- Published location
- Alpharetta, Georgia, United States of America
Hiring evidence
- Recruiting platformworkday
Directly observed · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- publisher careers link → resolved board identity → https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
- Boardms.wd5/External
Directly observed · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- publisher careers link → resolved board identity → https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
- Open roles1,260
Directly observed · confirmed Oct 21, 2026, 7:55 PM UTC
- Observed via
- publisher careers link → resolved board identity → https://ms.wd5.myworkdayjobs.com/wday/cxs/ms/External/jobs
- Read from
- https://ms.wd5.myworkdayjobs.com
Contact Information
Phones
- (415) 576-2000
- ; +34914181222
- ; +551130486000
- ; 61297701111
- ; +551130486099
- ; +81368364590
- ; +41445881074
- ; (6221)30488292(investmentbanking)
- ; +3902783057
- ; +1(801) 617-9146
- ; +4686789600
- ; 966(0)112187000
+14155762000
Tel: +1 415 576 2000 Fax: +1 415 982 4907
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/americas/united-states
- First observed
- Oct 21, 2026, 7:52 PM UTC
+34914181222
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/europe-middle-east-africa/spain
- First observed
- Oct 21, 2026, 7:52 PM UTC
+551130486000
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/americas/brazil
- First observed
- Oct 21, 2026, 7:52 PM UTC
61297701111
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/asia-pacific/australia
- First observed
- Oct 21, 2026, 7:52 PM UTC
+551130486099
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/americas/brazil
- First observed
- Oct 21, 2026, 7:52 PM UTC
+81368364590
Published by the company · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/about-us-newsroom
- First observed
- Oct 21, 2026, 7:53 PM UTC
+41445881074
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/europe-middle-east-africa/switzerland
- First observed
- Oct 21, 2026, 7:52 PM UTC
(6221)30488292(investmentbanking)
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/asia-pacific/indonesia
- First observed
- Oct 21, 2026, 7:52 PM UTC
+3902783057
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/europe-middle-east-africa/italy
- First observed
- Oct 21, 2026, 7:52 PM UTC
+1(801) 617-9146
For assistance with the Morgan Stanley Directed Share Program: 1 (877) 580-8237 (toll free) or +1(801) 617-9146 (Outside the U.S.) Hours: Monday to Friday from 8:00 a.m. to 7:00 p.m. ET
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/contact-us → printed in page text, not marked up
- First observed
- Oct 21, 2026, 7:52 PM UTC
+4686789600
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/europe-middle-east-africa/sweden
- First observed
- Oct 21, 2026, 7:52 PM UTC
966(0)112187000
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/about-us/global-offices/europe-middle-east-africa/saudi-arabia
- First observed
- Oct 21, 2026, 7:52 PM UTC
More contact information (98)
Contact forms
https://www.morganstanley.com/insights/institute.dynadata_newsletter-subscribe-results.json
Directly observed · confirmed Oct 21, 2026, 7:53 PM UTC
- Observed via
- https://www.morganstanley.com/insights/institute → form headed "Newsletter Subscription Form" → submits to https://www.morganstanley.com/insights/institute.dynadata_newsletter-subscribe-results.json → purpose: newsletter (a lone email input)
- First observed
- Oct 21, 2026, 7:53 PM UTC
https://www.morganstanley.com/content/msdotcom/en.dynadata_newsletter-subscribe-results.json
Directly observed · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://www.morganstanley.com/ → form headed "Newsletter Subscription Form" → submits to https://www.morganstanley.com/content/msdotcom/en.dynadata_newsletter-subscribe-results.json → purpose: newsletter (a lone email input)
- First observed
- Oct 21, 2026, 7:52 PM UTC
Locations
Where is Morgan Stanley located?
18 known locations
Washington401 9th Street NW, Unit: 630, DC, 20004, US
Columbus4343 Easton Commons, OH, 43219, US
Baltimore1300 Thames Street, MD, 21231, US
Boca Raton5002 T-Rex Avenue, Unit: 300, FL, 33431, US
San Francisco555 California Street, CA, 94104, US
Menus evidence
Menus evidence
Channel pricing evidence
Channel pricing evidence
Website & Digital Technology
Who manages Morgan Stanley's domain and DNS?
morganstanley.com was first registered on May 24, 1996. Its registrar is CSC Corporate Domains, Inc..
What web infrastructure does Morgan Stanley use?
Protocols: TLS 1.2 and HTTP/2.
How is Morgan Stanley's website secured?
HTTPS certificate: Sectigo Limited, expires November 20, 2026. The nosniff security header is enabled.
Does Morgan Stanley use DNSSEC?
DNSSEC was not enabled when observed.
View technology, DNS, network and security evidence
Email & Mail Infrastructure
Which services can send email for Morgan Stanley's domain?
SPF authorizes _spf.morganstanley.neolane.net, aspmx.pardot.com, cust-spf.exacttarget.com.
Does Morgan Stanley publish SPF and DMARC?
SPF is configured. DMARC requests rejection for messages that fail DMARC.
View mail records and evidence
More website details
More website details
Apps, Loyalty & Guest Technology
View apps, provider accounts and technical evidence
Publisher files
- Apple app site associationC4DY5Y3VS2.com.morganstanley.clientmobile, C4DY5Y3VS2.com.morganstanley.dev-ms-mobile, C4DY5Y3VS2.com.morganstanley.dev-ms-mobile-ipad, C4DY5Y3VS2.com.morganstanley.preprod.ms-mobile, C4DY5Y3VS2.com.morganstanley.preprod.ms-mobile-ipad, C4DY5Y3VS2.com.morganstanley.prodpilot.ms-mobile, C4DY5Y3VS2.com.morganstanley.prodpilot.ms-mobile-ipad, C4DY5Y3VS2.com.morganstanley.qa-ms-mobile, C4DY5Y3VS2.com.morganstanley.qa-ms-mobile-ipad, C4DY5Y3VS2.com.morganstanley.uat-ms-mobile, C4DY5Y3VS2.com.morganstanley.uat-ms-mobile-ipad, CK4Z27N5V8.com.morganstanley.prod.ms-mobile, CK4Z27N5V8.com.morganstanley.prod.ms-mobile-ipad
Published by the company · confirmed Oct 21, 2026, 7:52 PM UTC
- Observed via
- https://morganstanley.com/.well-known/apple-app-site-association
- First observed
- Oct 21, 2026, 7:52 PM UTC
- Read from
- https://morganstanley.com
Feeds
Nothing observed in this category.
GitHub
Nothing observed in this category.
Additional site intelligence
Useful site-graph evidence is available on demand instead of being pre-rendered into every company profile.